Do I need a license to sell investment advice online?

October 18, 2009 by
Filed under investment advice

I wanted to start a site that sells investment advice but I’m not sure if i need a license. Thanks.

2 Responses to “Do I need a license to sell investment advice online?”

Mike "The Ginger" Coen says:

October 18, 2009 at 2:59 pm

I do not think you need a license to tell investment advice but you would if you sold investment products such as mutual funds. Then you would prob need a Series 7 & 63
biire2u says:

October 18, 2009 at 3:47 pm

No you don’t. Advice is just that. If someone wants to pay for it they are gambling on you and whether they value that advice, You only need a license if your selling insurance or securities

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