EXCHANGES #12 15 USC CHAPTER 2D – INVESTMENT COMPANIES AND ADVISERS
January 25, 2010 by
Filed under investment companies
uscode.house.gov of all classes of such companies’ security holders; (3) when investment companies issue securities containing inequitable or discriminatory provisions, or fail to protect the preferences and privileges of the holders of their outstanding securities; (4) when the control of investment companies is unduly concentrated through pyramiding or inequitable methods of control, or is inequitably distributed, or when investment companies are managed by irresponsible persons; (5) when …