Thursday, May 24, 2012

EXCHANGES #143 15 USC CHAPTER 2D – INVESTMENT COMPANIES AND ADVISERS

August 5, 2010 by  
Filed under investment companies


uscode.house.gov Act of 1940 [15 USC 80a-3(c)(7)(B)], as amended by this Act.” -TRANS- TRANSFER OF FUNCTIONS For transfer of functions of Securities and Exchange Commission, with certain exceptions, to Chairman of such Commission, see Reorg. Plan No. 10 of 1950, Secs. 1, 2, eff. May 24, 1950, 15 FR 3175, 64 Stat. 1265, set out under section 78d of this title. -MISC2- PROTECTION OF CHURCH EMPLOYEE BENEFIT PLANS UNDER STATE LAW Section 508(f) of Pub. L. 104-290 provided that: “(1) Registration requirements. – Any security issued by or any interest or participation in any church plan, company, or account that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company

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