EXCHANGES #451 15 USC CHAPTER 2D – INVESTMENT COMPANIES AND ADVISERS

uscode.house.govTRANSFER OF FUNCTIONS For transfer of functions of Securities and Exchange Commission, with certain exceptions, to Chairman of such Commission, see Reorg. Plan No. 10 of 1950, Secs. 1, 2, eff. May 24, 1950, 15 FR 3175, 64 Stat. 1265, set out under section 78d of this title. -End- -CITE- 15 USC Sec. 80a-26 01/03/2007 -EXPCITE- TITLE 15 – COMMERCE AND TRADE CHAPTER 2D – INVESTMENT COMPANIES AND ADVISERS SUBCHAPTER I – INVESTMENT COMPANIES -HEAD- Sec. 80a-26. Unit investment trusts -STATUTE- (a) Custody and sale of securities No principal underwriter for or depositor of a registered unit investment trust shall sell, except by surrender to the trustee for redemption, any security of which such trust is the issuer (other than short-term paper),