Friday, September 3, 2010

EXCHANGES #485 15 USC CHAPTER 2D – INVESTMENT COMPANIES AND ADVISERS

February 8, 2010 by  
Filed under investment companies


uscode.house.govsee section 30(3) of Pub. L. 91-547, set out as a note under section 80a-52 of this title. -TRANS- TRANSFER OF FUNCTIONS For transfer of functions of Securities and Exchange Commission, with certain exceptions, to Chairman of such Commission, see Reorg. Plan No. 10 of 1950, Secs. 1, 2, eff. May 24, 1950, 15 FR 3175, 64 Stat. 1265, set out under section 78d of this title. -End- -CITE- 15 USC Sec. 80a-28 01/03/2007 -EXPCITE- TITLE 15 – COMMERCE AND TRADE CHAPTER 2D – INVESTMENT COMPANIES AND ADVISERS SUBCHAPTER I – INVESTMENT COMPANIES -HEAD- Sec. 80a-28. Face-amount certificate companies -STATUTE- (a) Issuance or sale of certificates It shall be unlawful for any registered face-amount certificate company to issue

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