Thursday, May 24, 2012

EXCHANGES #49 15 USC CHAPTER 2D – INVESTMENT COMPANIES AND ADVISERS

April 12, 2010 by  
Filed under investment companies


uscode.house.gov load” includes the sales load on any investment company securities in which the payments made on such certificate are invested, as well as the sales load on the certificate itself. (36) “Security” means any note, stock, treasury stock, security future, bond, debenture, evidence of indebtedness, certificate of interest or participation in any profit-sharing agreement, collateral-trust certificate, preorganization certificate or subscription, transferable share, investment contract, voting- trust certificate, certificate of deposit for a security, fractional undivided interest in oil, gas, or other mineral rights, any put,

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