Friday, February 10, 2012

EXCHANGES #525 15 USC CHAPTER 2D – INVESTMENT COMPANIES AND ADVISERS

January 29, 2010 by  
Filed under investment companies


uscode.house.gov -HEAD- Sec. 80a-29. Reports and financial statements of investment companies and affiliated persons -STATUTE- (a) Annual report by company Every registered investment company shall file annually with the Commission such information, documents, and reports as investment companies having securities registered on a national securities exchange are required to file annually pursuant to section 13(a) of the Securities Exchange Act of 1934 [15 USC 78m(a)] and the rules and regulations issued thereunder. (b) Semi-annual or quarterly filing of information; copies of periodic or interim reports sent to security holders Every registered investment company shall file with the Commission -

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