Friday, February 10, 2012

EXCHANGES #537 15 USC CHAPTER 2D – INVESTMENT COMPANIES AND ADVISERS

June 18, 2010 by  
Filed under investment companies


uscode.house.gov not be afforded the protections of those provisions. (j) Notice to Commission The Commission may issue rules and regulations to require any person that maintains a church plan that is excluded from the definition of an investment company solely by reason of section 80a- 3(c)(14) of this title to file a notice with the Commission containing such information and in such form as the Commission may prescribe as necessary or appropriate in the public interest or consistent with the protection of investors. -SOURCE- (Aug. 22, 1940, ch. 686, title I, Sec. 30, 54 Stat. 836; Pub. L. 104-290, title II, Sec. 206, title V, Sec. 508(g), Oct. 11, 1996, 110 Stat. 3430, 3449;

Speak Your Mind

Tell us what you're thinking...
and oh, if you want a pic to show with your comment, go get a gravatar!

You must be logged in to post a comment.

Powered by Yahoo! Answers