EXCHANGES #542 15 USC CHAPTER 2D – INVESTMENT COMPANIES AND ADVISERS
January 17, 2010 by
Filed under investment companies
uscode.house.gov Secs. 1, 2, eff. May 24, 1950, 15 FR 3175, 64 Stat. 1265, set out under section 78d of this title. -End- -CITE- 15 USC Sec. 80a-30 01/03/2007 -EXPCITE- TITLE 15 – COMMERCE AND TRADE CHAPTER 2D – INVESTMENT COMPANIES AND ADVISERS SUBCHAPTER I – INVESTMENT COMPANIES -HEAD- Sec. 80a-30. Accounts and records -STATUTE- (a) Maintenance of records (1) In general Each registered investment company, and each underwriter, broker, dealer, or investment adviser that is a majority-owned …