Tuesday, February 7, 2012

EXCHANGES #470 15 USC CHAPTER 2D – INVESTMENT COMPANIES AND ADVISERS

February 2, 2010 by  
Filed under investment companies

uscode.house.gov it is necessary or appropriate in the public interest and consistent with the protection of investors that a provision or provisions of paragraph (1), (2), or (3) of subsection (a) of this section relative to sales load be relaxed in the case of certain registered investment companies issuing periodic payment plan certificates, or certain [...]

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