EXCHANGES #471 15 USC CHAPTER 2D – INVESTMENT COMPANIES AND ADVISERS
March 8, 2010 by
Filed under investment companies
uscode.house.gov It shall be unlawful for any registered investment company issuing periodic payment plan certificates, or for any depositor of or underwriter for such company, to sell any such certificate, unless – (1) such certificate is a redeemable security; and (2) the proceeds of all payments on such certificate (except such amounts as are deducted [...]