EXCHANGES #478 15 USC CHAPTER 2D – INVESTMENT COMPANIES AND ADVISERS
July 18, 2010 by
Filed under investment companies
uscode.house.gov of this section. (h) Sale of certificates; restrictions Upon making the election specified in subsection (g) of this section, it shall be unlawful for any such electing registered investment company issuing periodic payment plan certificates, or for any depositor of or underwriter for such company, to sell any such certificate, if – (1) the [...]