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Russia Companies Lift Debt, Stock Financing to 71%

Fri, 30 Jul 2010 18:39:32 +0000

Russia Companies Lift Debt, Stock Financing to 71%
Russian companies from Nomos Bank to OAO Mobile TeleSystems are depending more on debt and equity markets for financing than at any time since 1999 as overseas banks pare back loans to all but the safest borrowers.

EXCHANGES #483 15 USC CHAPTER 2D – INVESTMENT COMPANIES AND ADVISERS

Tue, 27 Jul 2010 18:44:40 +0000

uscode.house.gov company, or any depositor of or underwriter for any such company, or any other person, to sell such a certificate. (2) No invalidation of existing certificates Paragraph (1) shall not be construed to alter, invalidate, or otherwise affect any rights or obligations, including rights of redemption, under any periodic payment plan certificate issued and sold before 30 days after September 29, 2006. -SOURCE- (Aug. 22, 1940, ch. 686, title I, Sec. 27, 54 Stat. 829; Pub. L. 91- 547, Sec. 16, Dec. 14, 1970, 84 Stat. 1424; Pub. L. 92-165, Nov. 23, 1971, 85 Stat. 487; Pub. L. 104-290, title II, Sec. 205(b), Oct. 11, 1996, 110 Stat. 3429; Pub. L. 109-290,

Investment Advice : About Direct Stock Purchase Companies

Sat, 24 Jul 2010 18:45:54 +0000

With direct stock purchase companies, the investor buys a specified amount of shares through the company based on the money that is invested. Set up a direct stock purchase account with advice from a financial consultant in this free video on investments. Expert: John Pinelli Bio: John Pinelli is a financial service broker for Northwestern Mutual Insurance. Filmmaker: Bing Hu

EXCHANGES #8 15 USC CHAPTER 2D – INVESTMENT COMPANIES AND ADVISERS

Fri, 23 Jul 2010 18:43:22 +0000

uscode.house.gov interest in that, among other things – (1) the securities issued by such companies, which constitute a substantial part of all securities publicly offered, are distributed, purchased, paid for, exchanged, transferred, redeemed, and repurchased by use of the mails and means and instrumentalities of interstate commerce, and in the case of the numerous companies which issue redeemable securities this process of distribution and redemption is continuous; (2) the principal activities of such companies – investing, reinvesting, and trading in securities – are conducted by use of the mails and means and instrumentalities of interstate commerce, including the facilities

EXCHANGES #448 15 USC CHAPTER 2D – INVESTMENT COMPANIES AND ADVISERS

Thu, 22 Jul 2010 18:42:22 +0000

uscode.house.gov pending in any court of competent jurisdiction unless such plan is submitted to the Commission for that purpose by such court. (c) Enjoinder of plan of reorganization Any district court of the United States in the State of incorporation of a registered investment company, or any such court for the district in which such company maintains its principal place of business, is authorized to enjoin the consummation of any plan of reorganization of such registered investment company upon proceedings instituted by the Commission (which is authorized so to proceed upon behalf of security holders of such registered company, or any class thereof), if such court shall determine

EXCHANGES #478 15 USC CHAPTER 2D – INVESTMENT COMPANIES AND ADVISERS

Sun, 18 Jul 2010 18:39:08 +0000

uscode.house.gov of this section. (h) Sale of certificates; restrictions Upon making the election specified in subsection (g) of this section, it shall be unlawful for any such electing registered investment company issuing periodic payment plan certificates, or for any depositor of or underwriter for such company, to sell any such certificate, if – (1) the sales load on such certificate exceeds 9 per centum of the total payments to be made thereon; (2) more than 20 per centum of any payment thereon is deducted for sales load, or an average of more than 16 per centum is deducted for sales load from the first forty-eight monthly payments thereon, or their equivalent; (3) the amount

EXCHANGES #133 15 USC CHAPTER 2D – INVESTMENT COMPANIES AND ADVISERS

Thu, 15 Jul 2010 18:43:24 +0000

uscode.house.gov account the assets of which are derived from certain sources. Former par. (11) redesignated (9). Subsecs. (c)(12) to (15). Pub. L. 91-547, Sec. 3(b)(2), redesignated pars. (14) and (15) as (12) and (13), respectively. Former pars. (12) and (13) redesignated (10) and (11). 1966 – Subsec. (c)(4). Pub. L. 89-485 repealed provisions which exempt holding company affiliates granted a general voting permit by the Board of Governors of the Federal Reserve System before 1940 and any such affiliates with a later voting permit concerning which determinations were made of being primarily engaged, directly or indirectly, in the business of holding the

EXCHANGES #127 15 USC CHAPTER 2D – INVESTMENT COMPANIES AND ADVISERS

Thu, 08 Jul 2010 18:43:34 +0000

uscode.house.gov consist substantially of securities issued by companies which are subject to regulation under section 314 of title 49.” Subsec. (c)(11). Pub. L. 100-181, Sec. 606(1), substituted “Internal Revenue Code of 1986″ for “Internal Revenue Code of 1954″ wherever appearing, which for purposes of codification was translated as “title 26″ thus requiring no change in text. Pub. L. 100-181, Sec. 606(2), (3), substituted “; or any governmental plan” for “or which holds only assets of governmental plans” and “trusts or governmental plans, or both” for “trusts”. 1980 – Subsec. (c)(1). Pub. L. 96-477, Sec. 102, designated existing provisions as subpar. (A), provided

EXCHANGES #529 15 USC CHAPTER 2D – INVESTMENT COMPANIES AND ADVISERS

Mon, 05 Jul 2010 18:40:23 +0000

uscode.house.gov exchange concerned, of copies of periodic reports, or of extracts therefrom, filed by any registered investment company pursuant to subsections (a) and (b) of this section, in lieu of any reports and documents required of such company under section 13 or 15(d) of the Securities Exchange Act of 1934 [15 USC 78m or 78o(d)]. (e) Semiannual reports to stockholders Every registered investment company shall transmit to its stockholders, at least semiannually, reports containing such of the following information and financial statements or their equivalent, as of a reasonably current date, as the Commission may prescribe by rules and regulations

EXCHANGES #482 15 USC CHAPTER 2D – INVESTMENT COMPANIES AND ADVISERS

Sun, 04 Jul 2010 18:40:04 +0000

uscode.house.gov to the sponsoring insurance company and principal underwriter of such account, except as provided in paragraph (2). (2) It shall be unlawful for any registered separate account funding variable insurance contracts, or for the sponsoring insurance company of such account, to sell any such contract unless – (A) such contract is a redeemable security; and (B) the insurance company complies with section 80a-26(f) of this title and any rules or regulations issued by the Commission under section 80a-26(f) of this title. (j) Termination of sales (1) Termination Effective 30 days after September 29, 2006, it shall be unlawful, subject to subsection (i) – (A) for any registered investment company to issue any periodic payment plan certificate; or (B) for such