Thursday, February 9, 2012

I have a termination on my U4, will other investment companies hire me?

May 9, 2010 by  
Filed under investment companies

I was fresh out of college and I made some trading errors that resulted in the investment firm taking a less then $5K loss. I was then terminated and now I’m looking for another career. Will another investment firm hire me even though I made a mistake that shows up on my U4? I’m in [...]

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